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1.12: Fermentation

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    Fermentation and regeneration of NAD+

    Section Summary

    This section discusses the process of fermentation. Due to the heavy emphasis in this course on central carbon metabolism the discussion of fermentation understandably focuses on the fermentation of pyruvate. Nevertheless, some of the core the principles that we cover in this section apply equally well to the fermentation of many other small molecules.

    The Purpose of Fermentation

    The oxidation of a variety of small organic compounds is a process that is utilized by many organisms to garner energy for cellular maintenance and growth. The oxidation of glucose via glycolysis is one such pathway. A key step in the oxidation of glucose to pyruvate involves the reduction of the electron/energy shuttle NAD+ to NADH. At the end of the glycolysis reading you were posed with the challenge of trying to figure out what options the cell might reasonably have to re-oxidize the NADH to NAD+ in order to avoid consuming the available pools of NAD+ and thus stopping glycolysis. Put differently, during glycolysis cells can generate large amounts of NADH and slowly exhaust their supplies of NAD+. If glycolysis is to continue, the cell must find a way to regenerate NAD+, either by synthesis or by some form of recycling.

    In the absence of any other process - that is, if we consider glycolysis alone - it is not immediately obvious what the cell might do. One choice is to put the electrons that were once stripped off of the glucose derivatives right back onto the downstream waste product, pyruvate or one of its derivatives. We can generalize the process by describing it as the returning of electrons to a derivative of the molecule that they were once removed from, usually to restore pools of an oxidizing agent. This, in short, is fermentation. As we will discuss in a different section, the process of respiration can also regenerate the pools of NAD+ from NADH, and employ that reduction reaction to power (indirectly) ATP synthesis. Cells lacking respiratory chains, or living in conditions where using the respiratory chain is energetically unfavorable may employ fermentation (as an addendum to glycolysis, of course) as an alternative mechanism for harvesting energy from small molecules.

    An Example: Lactic Acid Fermentation

    An everyday example of a fermentation reaction is the reduction of pyruvate to lactate by the lactic acid fermentation reaction. This reaction should be familiar to you, it occurs in our muscles when we exert ourselves during exercise. Our muscles require large amounts of ATP to perform the work we are demanding of them. As the ATP is consumed, the muscle cells are unable to keep up with the demand for O2 for respiration, and NADH accumulates. Cells need to regenerate NAD+ to continue to perform glycolysis and make ATP, so they employ pyruvate as an electron acceptor, generating lactate and oxidizing NADH to NAD+. The resulting lactate is secreted from the cell as a waste product. Many bacteria use this pathway as a way to complete the NADH/NAD+ cycle. You may be familiar with this process from in products like sauerkraut and yogurt. The chemical reaction of lactic acid fermentation is shown below. On the left hand side, can you figure out which compound is the reducing agent and which is the oxidizing agent?

    Pyruvate + NADH ↔ lactic acid + NAD+



    Lactic acid fermentation converts pyruvate (a slightly oxidized carbon compound) to lactic acid. In the process, NADH is oxidized to form NAD+.
    Attribution: Marc T. Facciotti (original work)

    Energy Story for Fermentation of Pyruvate to Lactate

    An example (if a bit lengthy) energy story for lactic acid fermentation:

    The reactants are pyruvate, NADH and a proton. The products are lactate and NAD+. The process of fermentation results in the reduction of pyruvate to form lactic acid and the oxidation of NADH to form NAD+. Electrons from NADH and a proton are used to reduce pyruvate into lactate. If we examine a table of standard reduction potential we see under standard conditions that a transfer of electrons from NADH to pyruvate to form lactate is exergonic and thus thermodynamically spontaneous (note, however, that our cells do not harvest this energy) :( . The reduction and oxidation steps of the reaction are coupled and catalyzed by the enzyme lactate dehydrogenase.

    A second example: Alcohol Fermentation

    Another familiar fermentation process is alcohol fermentation, which produces ethanol, an alcohol. The alcohol fermentation reaction is the following:


    Ethanol fermentation is a two step process. Pyruvate (pyruvic acid) is first converted into carbon dioxide and acetaldehyde. The second step, converts acetaldehyde to ethanol and oxidizes NADH to NAD+.
    Attribution: Marc T. Facciotti (original work)

    In the first reaction, a carboxyl group is removed from pyruvic acid, releasing carbon dioxide as a gas (some of you may be familiar with this as a key component of various beverages). The second reaction removes electrons from NADH, forming NAD+ and producing ethanol (another familiar compound - usually in the same beverage) from the acetaldehyde, which accepts the electrons.

    Suggested discussion

    Write a complete energy story for alcoholic fermentation. Propose possible benefits of this type of fermentation for the single celled yeast organism.

    Potentially Helpful Videos

    Here is a chemwiki link on fermentation reactions.

    Fermentation pathways are numerous

    While the lactic acid fermentation and alcohol fermentation pathways described above are examples, there are many more reactions (too numerous to go over) that Nature has evolved to complete the NADH/NAD+ cycle. It is important that you understand the general concepts behind these reactions. In general, cells try to maintain a balance or constant (homeostatic) ratio between NADH and NAD+; when this ratio becomes unbalanced, the cell compensates by modulating other reactions to compensate. The only requirement for a fermentation reaction is that it uses a small organic compound as an electron acceptor for NADH and thereby regenerates NAD+. Other familiar fermentation reactions include, ethanol fermentation (as in beer and bread) and propionic acid fermentation (it's what makes the holes in swiss cheese) and malolactic fermentation (it's what gives chardonnay is more mellow flavor, more conversion of malate - which tastes apple-y to lactate - which tastes creamy- the softer the wine). In the figure below you can see a large variety of fermentation reactions that various bacteria use to reoxidize NADH to NAD+. All of these reactions start with pyruvate or a derivative of pyruvate metabolism, such as oxaloacetate or formate. Pyruvate is produced from the oxidation of sugars (glucose or ribose) or other small reduced organic molecules. It should also be noted that other compounds can be used as fermentation substrates besides pyruvate and its derivatives. These include: methane fermentation, sulfide fermentation, or the fermentation of nitrogenous compounds such as amino acids. You are not expected to memorize all these pathways. You are, however, expected to recognize a pathway that returns electrons to products of the compounds that were originally oxidized to recycle the NAD+/NADH pool and to associate that process with fermentation.

    Figure 3: Various fermentation pathways using pyruvate as the initial substrate. In the figure, pyruvate is reduced to a variety of products via different and sometimes multistep (dashed arrows represent possible multiple step processes) reactions. All details are deliberately not shown. The key point is to appreciate that fermentation is a broad term not solely associated with the conversion of pyruvate to lactic acid or ethanol.   Source: Original work Marc T. Facciotti

    Various fermentation pathways using pyruvate as the initial substrate. In the figure, pyruvate is reduced to a variety of products via different and sometimes multistep reactions. All details are deliberately not shown. The key point is to appreciate that fermentation is a broad term not solely associated with the conversion of pyruvate to lactic acid or ethanol. Source: Original work Marc T. Facciotti

    A note on the link between substrate level phosphorylation and fermentation

    Fermentation occurs in the absence of molecular oxygen (O2). It is an anaerobic process. Notice there is no O2 in any of the fermentation reactions shown above (or in glycolysis!). Many of these reactions are quite ancient, hypothesized to be some of the first energy generating metabolic reactions to evolve. This makes sense if we consider the following:

    1. The early atmosphere was highly reduced, with little molecular oxygen available.
    2. Small, highly reduced organic molecules were relatively available, arising from a variety of chemical reactions.
    3. These types of reactions, pathways and enzymes are found in many different types of organisms, including bacteria, archaea and eukaryotes, suggesting these are very ancient reactions.
    4. The process therefore evolved long before O2 was found in the environment.
    5. The end products of many fermentation reactions are small organic acids, produced as waste by the oxidation of the initial substrate.
    6. The process is coupled to substrate level phosphorylation reactions. That is, small reduced organic molecules are oxidized (by NAD+) and ATP is then generated by the substrate level phosphorylation.
    7. This suggests that substrate level phosphorylation and fermentation reactions co-evolved.

    Suggested discussion

    If the hypothesis is correct, that substrate level phosphorylation and fermentation reactions co-evolved and were the first forms of energy metabolism that cells used to generate ATP, then what would be the consequences of such reactions over time? What if these were the only forms of energy metabolism available over millions of years?

    Consequences of fermentation

    Imagine the world where fermentation is the primary mode for extracting energy from small molecules. As populations thrive, they reproduce and consume the abundance of small reduced organic molecules in the environment, producing acids. One consequence is the acidification (decrease of pH) of the environment, including the internal cellular environment. This is not so good, since changes in pH can have a profound influence on the function and interactions among various biomolecules. Therefore mechanisms needed to evolve that could remove the various acids.

    It is hypothesized that this scenario was the beginning of the evolution of the F0F1 ATPase, a molecular machine that hydrolyzes ATP and translocates protons across the membrane (we'll see this again in the next section). With the F0F1 ATPase, the ATP produced from fermentation could now allow for the cell to maintain pH homeostasis by coupling the free energy of hydrolysis of ATP to the transport of protons out of the cell. The down side is that now cells are pumping all of these protons into the environment, which will now start to acidify.

    Suggested discussion

    If the hypothesis is correct, that the F0F1 ATPase also co-evolved with substrate level phosphorylation and fermentation reactions, then what would happen over time to the environment? While small reduced organic compounds may have been initially abundant, if fermentation "took off" at some point the reduced compounds would run out and ATP might then become scarce as well. That's a problem. Thinking with the design challenge rubric define the problem(s) facing the cell in this hypothesized environment. What are other potential mechanism or ways Nature could overcome the problem(s)?

    1.12: Fermentation is shared under a not declared license and was authored, remixed, and/or curated by LibreTexts.

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